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Cole Bradley Dunlap

Lockton Investment Securities, LLC

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About Cole Bradley Dunlap

Cole Dunlap is a financial professional with over 15 years of experience in the industry. Cole is currently registered with Lockton Investment Securities, LLC in Kansas City, Missouri. Cole has previously held positions with NFP Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Cole is a Series 6 and Series 63 licensed professional, and also holds the SIE designation.

Firm Information

Cole Dunlap is currently registered with Lockton Investment Securities, LLC. Lockton Investment Securities, LLC is a Limited Liability Company formed in May 2016. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cole Dunlap’s Registration & Firm History

MO

04/16/2010 - Present

Lockton Investment Securities, LLC (KANSAS CITY MO)

MO

02/28/2008 - 04/19/2010

NFP SECURITIES, INC. (KANSAS CITY MO)

MA

03/21/2005 - 02/22/2006

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/21/2005 - 02/22/2006

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cole Bradley Dunlap.
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