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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Andrew Swearingen is a registered investment advisor representative currently associated with Curi RMB Capital, LLC, a registered investment advisor firm with offices in Chicago, IL and Oakbrook Terrace, IL. Cole Andrew Swearingen is registered to provide investment advisory services in Illinois. Cole Andrew Swearingen has been working in the financial services industry for over 6 years. Previously, Cole Andrew Swearingen was associated with CFD INVESTMENTS, INC. in Urbana, IL. Cole Andrew Swearingen's areas of specialization include Fixed Income Securities, Equities, Mutual Funds, Variable Annuities, Exchange Traded Funds (ETFs), and Options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Sponsor, general partner, managing member (or equivalent) of pooled investment vehicles
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
04/04/2023 - Present
Curi RMB Capital, LLC (CHICAGO IL)
IL
01/21/2022 - 03/02/2023
CFD INVESTMENTS, INC. (Urbana IL)
BOTH
Issued 04/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
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