Unclaimed
Cole Andrew Pappanduros is a securities professional with experience in the financial services industry. Cole joined Vanguard Marketing Corp. in 2017 and holds a Series 7, Series 63 and SIE licenses. Cole has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cole is registered with the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
01/20/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
06/01/2016 - 08/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BC
Issued 08/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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