Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Alan Cooper is a financial advisor with Raymond James Financial Services Advisors, Inc. Cole has been in the financial services industry since December 4, 2001. Previously, Cole was associated with First Western Advisors and Morgan Stanley DW Inc. Cole is registered to provide investment advice and securities transactions in 21 states and is also a registered Investment Advisor Representative in Texas and Utah. Cole has passed the Series 63, Series 65, Series 7, Series 31 and SIE exams. Cole also works as a coach at Lehi High School and as a partner in the business C2C Ventures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
09/30/2019 - Present
Raymond James Financial Services Advisors, Inc. (HOLLADAY UT)
UT
08/26/2005 - 09/27/2019
FIRST WESTERN ADVISORS (HOLLADAY UT)
NY
12/04/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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