Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby Wayne Castor is an investment advisor representative with Cambridge Investment Research Advisors, Inc.. Colby Wayne Castor has been in the financial services industry since 2012. Colby Wayne Castor works in Vici, Oklahoma. Colby Wayne Castor is registered with the state regulators in Arkansas, Colorado, Indiana, Missouri, Oklahoma, Texas. Colby Wayne Castor is also registered with the state regulators in Oklahoma and Texas. Colby Wayne Castor has passed the Series 6, Series 7TO, Series 63 and Series 66 exams. Colby Wayne Castor has also passed the SIE exam. Colby Wayne Castor has been registered with Cambridge Investment Research Advisors, Inc. since 2022. Colby Wayne Castor was previously registered with ROYAL ALLIANCE ASSOCIATES, INC. and SIGNATOR INVESTORS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OK
02/22/2022 - Present
Cambridge Investment Research Advisors, Inc. (Vici OK)
OK
11/02/2018 - 09/02/2020
ROYAL ALLIANCE ASSOCIATES, INC. (VICI OK)
OK
08/27/2012 - 11/02/2018
SIGNATOR INVESTORS, INC. (VICI OK)
BOTH
Issued 02/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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