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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby Vincent Brothers is an investment advisor representative with Rockefeller Financial LLC. Colby has been in the industry since 2019. Colby is registered in 21 states including Illinois and Texas. Colby is also a registered Investment Advisor in Illinois and Texas. Colby holds several licenses including Series 63, Series 65, Series 7 and SIE. Prior to joining Rockefeller Financial LLC, Colby was with J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc. Colby has a background in financial planning and portfolio management. Colby works with a variety of clients including high-net-worth individuals, corporations and charitable organizations. Colby specializes in financial planning, investment management, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/28/2022 - Present
Rockefeller Financial LLC (Chicago IL)
IL
04/23/2021 - 02/06/2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
OH
02/11/2019 - 04/23/2021
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IA
Issued 11/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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