Unclaimed
Colby Stover is a registered investment advisor representative with Cetera Investment Advisers LLC. Colby Stover is licensed to provide investment advice in New York. Colby Stover has been in the securities industry for over 6 years. Colby Stover has worked with Foresters Financial Services, Inc. and Foresters Advisory Services. Colby Stover holds the Series 6, 7, 24, 51, 63, 65 and 66 licenses and has passed the SIE exam. Cetera Investment Advisers LLC is a registered investment advisor firm based in Schaumburg, Illinois. Cetera Investment Advisers LLC provides a variety of investment advisory services, including financial planning, portfolio management, and selection of other advisors. Cetera Investment Advisers LLC has over 16,000 clients and manages over $104 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/21/2024 - Present
Cetera Investment Advisers LLC (PEARL RIVER NY)
NY
03/13/2018 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (Pearl River NY)
NY
06/26/2017 - 08/09/2017
FORESTERS FINANCIAL SERVICES, INC. (NANUET NY)
BOTH
Issued 6/20/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/15/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 9/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 5/1/2024
SIE - Securities Industry Essentials Examination
BC
Issued 4/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 4/25/2018
Series 7 - General Securities Representative Examination
BC
Issued 6/26/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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