Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby Simon Sherman is a financial advisor with Fidelity Personal AND Workplace Advisors. Colby has over 6 years of experience in the financial services industry. Colby is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 63, and 65 licenses. Colby provides financial planning, portfolio management, and educational seminars to individuals and businesses. Colby also has experience working with pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/23/2020 - Present
Fidelity Personal AND Workplace Advisors (JACKSONVILLE FL)
FL
05/01/2019 - 07/16/2020
ALLSTATE FINANCIAL SERVICES, LLC (JACKSONVILLE FL)
MA
10/14/2016 - 06/02/2017
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
NC
07/22/2015 - 09/26/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
CT
05/27/2015 - 06/09/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MANCHESTER CT)
IA
Issued 01/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Colby Sherman is the right advisor for you? Invested Better is here to help.
