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Colby Ross Gray

DWS Distributors, Inc.

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About Colby Ross Gray

Colby Gray is a financial advisor registered with DWS Distributors, Inc. Colby has been in the financial services industry since 2017. Colby holds the Series 66, Series 7 and SIE licenses. Colby is registered in Florida and Illinois. Colby is currently employed by DWS Distributors, Inc. in Jacksonville, Florida.

Firm Information

Colby Gray is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colby Gray’s Registration & Firm History

FL

05/27/2022 - Present

DWS Distributors, Inc. (JACKSONVILLE FL)

FL

11/07/2017 - 06/02/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 12/17/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colby Ross Gray.
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