Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby James Rogers is a financial advisor registered with Allstate Financial Advisors, LLC in Stockton, California. Colby holds Series 7 and 66 registrations as well as the SIE exam. Colby has experience in the financial industry since April 2016. Colby works with individuals and families to provide financial advice and help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
CA
03/15/2018 - Present
Allstate Financial Advisors, LLC (Stockton CA)
CA
10/25/2016 - 03/16/2018
BANCWEST INVESTMENT SERVICES, INC. (LIVERMORE CA)
CA
04/20/2016 - 10/25/2016
THRIVENT INVESTMENT MANAGEMENT INC. (Modesto CA)
BOTH
Issued 03/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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