Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby Charles Hanover is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Colby has been in the financial services industry since 2005 and has held various roles with Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association before joining Merrill Lynch in 2016. Colby holds the Series 3, 7, and 66 licenses as well as the SIE. Colby's areas of focus include portfolio management for both individuals and businesses, pension consulting and educational seminars. Colby is currently licensed to provide investment advice in 32 states and is registered as a broker-dealer in 33 states. Colby's firm, Merrill Lynch, Pierce, Fenner & Smith Inc. is a large investment firm with over $1 trillion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
02/17/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
01/15/2010 - 02/08/2016
MORGAN STANLEY (BELLEVUE WA)
WA
09/13/2007 - 04/20/2009
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS (TACOMA WA)
NY
11/17/2004 - 08/17/2007
MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)
BOTH
Issued 03/16/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Colby Hanover is the right advisor for you? Invested Better is here to help.
