Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby Charles Hanover is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in BELLEVUE, Washington. Colby has been in the industry since 2005 and is registered with the state of Texas and Washington. Colby has also held previous roles at Morgan Stanley and Russell Implementation Services. Colby has a wide range of experience in the financial industry, including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
02/17/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
01/15/2010 - 02/08/2016
MORGAN STANLEY (BELLEVUE WA)
WA
09/13/2007 - 04/20/2009
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS (TACOMA WA)
NY
11/17/2004 - 08/17/2007
MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)
BOTH
Issued 3/16/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/4/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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