Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby Bates is an investment advisor representative with Natixis Advisors, LLC, a firm based in Boston, MA. Colby Bates has been in the financial industry since 2013. Bates is a Registered Representative, holds Series 63 and 66 licenses, and has passed the SIE, Series 7, and Series 24 exams. Bates has previous experience with Morgan Stanley, Columbia Management Investment Distributors, Inc., and Fidelity Brokerage Services LLC. Colby Bates specializes in advising insurance companies, investment companies, charitable organizations, high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Overlay portfolio management and model research provider.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A percentage of wrap sponsor fees.
1
2
MA
05/04/2022 - Present
Natixis Advisors, LLC (BOSTON MA)
NY
09/16/2019 - 04/12/2022
MORGAN STANLEY (PURCHASE NY)
MA
10/16/2014 - 08/13/2019
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
NH
08/12/2013 - 10/06/2014
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 02/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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