Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby Aaron Smidt is a financial professional registered with Foreside Fund Services, LLC based in Boston, Massachusetts. Colby has been in the industry since July 12, 2014 and holds FINRA Series 6, 7, and 63 licenses as well as the SIE. Colby has worked for several firms including Northern Lights Distributors, LLC, Natixis Distribution, L.P. and Foreside Fund Services, LLC. Colby is currently registered in 15 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/01/2021 - Present
Foreside Fund Services, LLC (Boston MA)
NE
12/18/2020 - 10/29/2021
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MA
01/17/2014 - 06/25/2020
NATIXIS DISTRIBUTION, L.P. (BOSTON MA)
BC
Issued 02/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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