Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colby? Claim Your ProfileColby Catania is a registered representative with Houlihan Lokey Capital, Inc., a firm with a focus on investment banking. Colby has been in the securities industry since 2016. Colby is licensed in New York. In addition to the Series 63, Colby also holds the SIE and Series 79 licenses. Colby previously worked at M&T Securities, Inc. Colby is located in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/13/2017 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
MD
03/14/2016 - 08/18/2017
M&T SECURITIES, INC. (BALTIMORE MD)
BC
Issued 11/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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