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Coker Irving Roswell

Charles Schwab & CO., Inc.

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About Coker Irving Roswell

Coker Roswell is a financial advisor with Charles Schwab & CO., Inc. Coker is a registered representative with the firm since May 2008. Coker Roswell has been in the industry since November 1997. Coker is licensed in 53 states and has been registered with the firm in Texas since May 2008. In addition to Charles Schwab & CO., Inc. Coker Roswell has previously worked at 401(K) Investment Services, Inc. Coker holds Series 6, Series 7 and SIE licenses. Coker's specializations include Financial planning and Selection of other advisers.

Firm Information

Coker Roswell is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Coker Roswell’s Registration & Firm History

OH

05/19/2008 - Present

Charles Schwab & CO., Inc. (Richfield OH)

TX

03/05/2004 - 12/31/2008

401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)

CT

02/04/2003 - 02/04/2004

CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)

TX

10/06/2000 - 01/16/2003

401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)

RI

08/18/1997 - 08/28/2000

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/26/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2008

Series 7 - General Securities Representative Examination

BC

Issued 08/06/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Coker Irving Roswell.
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