Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Anderson is a financial professional with over two years of experience in the financial industry. Cody is registered with the state of Minnesota as a securities broker. Cody is currently employed by Empower Financial Services, Inc. where Cody is registered as a broker. Cody has previously been registered as a broker with Wells Fargo Clearing Services, LLC and Country Capital Management Company. Cody holds Series 6, 63, 65, and 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
10/28/2021 - Present
Empower Financial Services, Inc. (St Paul MN)
ND
10/07/2016 - 09/17/2018
WELLS FARGO CLEARING SERVICES, LLC (WEST FARGO ND)
ND
05/26/2016 - 09/12/2016
COUNTRY CAPITAL MANAGEMENT COMPANY (FARGO ND)
BC
Issued 11/19/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/23/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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