Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Thomas Stone is a financial professional with Fidelity Brokerage Services LLC. Cody Stone has been in the industry since March 23, 2022. Cody Stone is registered with FINRA and is licensed to sell securities in 53 states and territories. Cody Stone holds the Series 63, Series 7TO, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
03/24/2022 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 04/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/09/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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