Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Carpenter is an investment advisor representative with UMB Financial Services, Inc. Cody has been in the financial services industry since 2009 and has experience working with individuals, corporations, and other businesses. Cody is also a Certified Financial Planner. Cody has held the Series 6, 7, and SIE licenses. Cody is registered in California, Kansas, Massachusetts, Michigan, Missouri, and New York. Cody also works with UMB Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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KS
10/29/2024 - Present
UMB Financial Services, Inc. (Leawood KS)
MO
08/20/2010 - 12/05/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SPRINGFIELD MO)
BC
Issued 08/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/19/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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