Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Shane Cody is a registered representative with Momentum Independent Network Inc., and has been in the financial services industry since January 1998. Cody has a wide range of experience working with clients including high net worth individuals, corporations, and charitable organizations. Cody has a strong background in providing financial planning services and portfolio management for businesses and individuals. Cody is also a registered investment advisor in the state of Texas and holds licenses in several other states. Prior to joining Momentum Independent Network Inc., Cody was affiliated with LPL FINANCIAL LLC, WELLS FARGO ADVISORS, LLC, and A. G. EDWARDS & SONS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/18/2012 - Present
Momentum Independent Network Inc. (DALLAS TX)
TX
12/01/2010 - 05/08/2012
LPL FINANCIAL LLC (WICHITA FALLS TX)
TX
01/01/2008 - 12/02/2010
WELLS FARGO ADVISORS, LLC (WICHITA FALLS TX)
TX
01/09/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WICHITA FALLS TX)
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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