Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Schmidt is a financial professional with experience in the industry. Cody Schmidt is currently registered with Northwestern Mutual Investment Services, LLC. Cody Schmidt has a Series 7TO, Series 66 and a SIE license and is registered in New Jersey and New York. Cody Schmidt previously worked at Park Avenue Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
04/19/2024 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
NJ
06/07/2021 - 12/22/2023
PARK AVENUE SECURITIES LLC (PARAMUS NJ)
BOTH
Issued 02/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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