Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Sage Punzal is a financial advisor with Houlihan Lokey Capital, Inc. in Los Angeles, California. Cody is a registered representative with FINRA and is licensed in California. Cody specializes in investment banking services. Cody holds the Series 63, Series 79TO, and SIE licenses. Cody is an active member of the industry and has been in the financial services industry for over 2 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/08/2022 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
08/08/2022 - 04/19/2024
HOULIHAN LOKEY ADVISORS, LLC (SAN FRANCISCO CA)
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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