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Cody Richard Wells

Vanguard Marketing Corp.

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About Cody Richard Wells

Cody Richard Wells is a financial advisor who has been in the industry since 2010. Cody is registered with Vanguard Marketing Corp. in Scottsdale, Arizona. Cody is a Series 6, 7, and 63 licensed representative. Cody is also a SIE licensed representative.

Firm Information

Cody Wells is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cody Wells’s Registration & Firm History

AZ

08/23/2010 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 08/30/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2013

Series 7 - General Securities Representative Examination

BC

Issued 08/20/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cody Richard Wells.
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