Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody McGrath is a financial professional with over 15 years of experience in the industry. Cody currently holds a Series 7, Series 63 and SIE license. Cody is registered with Seaport Global Securities LLC. Prior to this, Cody worked at SMBC Nikko Securities America, Inc., Stephens, and J.P. Morgan Securities Inc. Cody is licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/07/2023 - Present
Seaport Global Securities LLC (CHICAGO IL)
NY
01/09/2023 - 06/22/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
AR
07/08/2008 - 05/27/2022
STEPHENS (LITTLE ROCK AR)
FL
10/12/2007 - 05/30/2008
J.P. MORGAN SECURITIES INC. (PALM BEACH FL)
BC
Issued 01/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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