Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Ray Fredrickson is an Investment Advisor Representative with LPL Financial LLC. Cody has been in the industry since November 1997. Cody is registered with the state of Kansas as an Investment Advisor Representative and a Registered Representative. Cody has been registered as an Investment Advisor Representative with LPL Financial LLC since May 2022. Prior to this, Cody worked for CUNA BROKERAGE SERVICES, INC. and QUESTAR CAPITAL CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KS
05/18/2022 - Present
LPL Financial LLC (TOPEKA KS)
KS
02/10/2016 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (TOPEKA KS)
KS
10/25/2012 - 01/21/2016
QUESTAR CAPITAL CORPORATION (LAWRENCE KS)
TX
04/22/2002 - 11/30/2010
VERITRUST FINANCIAL, LLC (AUSTIN TX)
CA
10/03/1996 - 04/22/2002
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NY
02/22/1995 - 08/28/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MI
09/22/1994 - 01/04/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 02/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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