Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Nicholas Rickaway is a financial advisor registered with LPL Financial LLC since July 2023. Cody has been in the financial industry since December 2010. He is a Certified Financial Planner, offering a variety of services, including financial planning, portfolio management, and consulting. Previously, Cody was a financial advisor with Cambridge Investment Research, Inc. and Thrivent Investment Management Inc. He is licensed to conduct business in 24 states and has a Series 66, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
07/28/2023 - Present
LPL Financial LLC (ONALASKA WI)
WI
01/27/2017 - 08/09/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (La Crosse WI)
WI
12/06/2010 - 01/30/2017
THRIVENT INVESTMENT MANAGEMENT INC. (LA CROSSE WI)
BOTH
Issued 01/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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