Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Mitchell Farkos is a financial advisor with Vanguard Marketing Corp. Cody has been in the financial services industry for 5 years. Cody holds the Series 7, Series 63, and Series 24 licenses. Cody is registered to conduct business in Pennsylvania. Cody was previously employed by AXA Advisors, LLC in Pittsburgh, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/19/2019 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
09/14/2018 - 06/12/2019
AXA ADVISORS, LLC (PITTSBURGH PA)
BC
Issued 08/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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