Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Michael OKeefe is an investment advisor representative with Ameriprise Financial Services, LLC, and has been in the industry since 2014. Cody has been licensed as a broker-dealer in 20 states and is registered as an investment advisor in California and Texas. Cody has a wide range of experience in providing financial advice, including asset allocation, financial planning, pension consulting, and educational seminars. Cody also has experience in portfolio management for businesses and individuals. Cody is committed to providing his clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/13/2021 - Present
Ameriprise Financial Services, LLC (Roseville CA)
CA
02/01/2016 - 09/19/2018
BANCWEST INVESTMENT SERVICES, INC. (PETALUMA CA)
CA
03/27/2014 - 12/17/2015
FIDELITY BROKERAGE SERVICES LLC (LARKSPUR CA)
CA
01/11/2013 - 04/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
IA
Issued 05/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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