Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Maxwell is a registered representative with Northwestern Mutual Investment Services, LLC. Cody has been in the financial services industry since 2019. Cody is licensed to sell securities in Illinois. Cody has passed the Series 63, Series 7TO, and SIE exams. Before joining Northwestern Mutual Investment Services, LLC, Cody worked for CHARLES SCHWAB & CO., INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
02/16/2024 - Present
Northwestern Mutual Investment Services, LLC (LOMBARD IL)
IL
09/27/2019 - 11/22/2023
CHARLES SCHWAB & CO., INC. (Chicago IL)
BC
Issued 10/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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