Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Matthew Klein is a financial advisor with over 8 years of experience in the industry. Cody Klein has a Series 66, Series 7, and SIE license and is registered with Sageview Advisory Group, LLC. Cody Klein is also registered with the state of California as an Investment Advisor Representative and is active in both the Broker-Dealer and Investment Advisor Representative capacities. Cody Klein has worked for several firms throughout his career, including LPL Financial LLC, Summit Financial Consultants, Inc., Triad Advisors LLC, and Cetera Advisor Networks. Cody Klein is currently affiliated with Sageview Advisory Group, LLC and has been with them since 2022. Cody Klein has worked as an insurance agent in addition to providing investment advice. Cody Klein specializes in providing financial planning and advisory services to individuals, corporations, and other businesses. Cody Klein also works with pension and profit-sharing plans, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/23/2023 - Present
Sageview Advisory Group, LLC (WESTLAKE VILLAGE CA)
CA
03/19/2015 - 06/30/2022
TRIAD ADVISORS LLC (Westlake Village CA)
CA
02/25/2015 - 03/09/2015
LPL FINANCIAL LLC (WESTLAKE VILLAGE CA)
BOTH
Issued 07/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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