Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Chance is a registered representative of Regions Securities LLC. Cody has been in the industry since November 3, 2016 and holds Series 63, SIE, and Series 79 licenses. Cody is registered to sell securities in all 50 states and the District of Columbia. Cody's primary business location is in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/04/2016 - Present
Regions Securities LLC (Houston TX)
BC
Issued 09/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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