Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Lynn Dawkins is a registered representative with MML Investors Services, LLC. Cody is a financial professional licensed to conduct business in all 50 states and several U.S. territories. Cody's professional experience includes previous roles with Robinhood Financial, LLC and Vanguard Marketing Corporation. Cody is also licensed as a General Securities Principal and has completed the Securities Industry Essentials Examination. Cody's specializations include asset allocation programs, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NC
10/26/2022 - Present
MML Investors Services, LLC (CHARLOTTE NC)
NC
06/10/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Charlotte NC)
NC
09/16/2020 - 06/01/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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