Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Wu is a financial professional registered with Nylife Securities LLC. Cody Wu has 1 approved State Registration in the state of California and 1 approved FINRA Registration. Cody Wu has been in the financial services industry since 2019 and holds Series 63, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/01/2019 - Present
Nylife Securities LLC (Anaheim CA)
BC
Issued 10/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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