Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Lee Goad is a financial professional with experience in the industry. Cody has been registered with FINRA since 12/30/2021 and has passed both the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7). Cody is currently registered with Charles Schwab & CO., Inc. and has been with the firm since 5/10/2024. Previously, Cody was registered with TD Ameritrade, Inc. from 1/30/2023 to 5/10/2024. Cody specializes in providing wrap fee programs and financial planning referrals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
05/10/2024 - Present
Charles Schwab & CO., Inc. (St Louis MO)
NE
01/30/2023 - 05/10/2024
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 01/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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