Unclaimed
Cody John Peck is a financial advisor with MML Investors Services, LLC. Cody has been in the industry since 2021 and is registered to provide investment advisory services in Arizona and California. Cody specializes in working with individuals, corporations, pension and profit-sharing plans, charitable organizations, trusts and foundations, and insurance companies. Cody is licensed to offer financial planning, portfolio management, pension consulting, and educational seminars. Cody also provides asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
AZ
10/20/2023 - Present
MML Investors Services, LLC (Marana AZ)
AZ
10/16/2021 - 09/29/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Tucson AZ)
IA
Issued 12/04/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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