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Cody John Moran

Bankers Life Securities, Inc.

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About Cody John Moran

Cody Moran is a securities professional with Bankers Life Securities, Inc. He is licensed in Illinois, Iowa, Minnesota, and South Carolina and holds the Series 6, Series 63, and SIE licenses. Cody has been in the industry since May 2018.

Firm Information

Cody Moran is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cody Moran’s Registration & Firm History

IA

05/14/2018 - Present

Bankers Life Securities, Inc. (Cedar Rapids IA)

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Licenses & Designations

BC

Issued 07/06/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Cody John Moran. Review regulatory record here.
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