Unclaimed
Cody Wittman is a financial advisor with Northwestern Mutual Investment Services, LLC. Cody has been in the industry since October 2013 and has a strong track record of success. Cody is registered in 20 states and holds Series 7, 6, and 63 licenses. Cody has a strong understanding of the financial markets and is dedicated to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
10/16/2013 - Present
Northwestern Mutual Investment Services, LLC (GREENSBORO NC)
BC
Issued 12/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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