Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody James Stern is a financial professional with Vanguard Marketing Corp. Cody has been in the industry since July 2022 and holds the Series 7TO, Series 63 and SIE licenses. Cody is registered to provide investment advice in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
07/23/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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