Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody James Nussbaum is an investment advisor representative registered with Credit Union Investment Services in Dunn, North Carolina. Cody has been in the industry since August 2018 and holds both Series 6 and Series 63 licenses as well as the SIE exam. Cody also holds the Series 65 license, making Cody a Registered Investment Advisor (RIA) in North Carolina. Cody provides financial planning and portfolio management services to individuals. In addition to his role with Credit Union Investment Services, Cody is also a Financial Advisory Services Specialist for State Employees' Credit Union, an agent for SECU Life Insurance Company, and a Trust Rep for Members Trust Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
10/30/2018 - Present
Credit Union Investment Services (Dunn NC)
IA
Issued 10/30/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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