Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody James Chalmers is a financial professional with over 10 years of experience in the industry. Cody is currently registered with Mizuho Securities USA LLC and previously held positions at PRUCO Securities, LLC. and Cantor Fitzgerald & Co.. Cody is a Series 7, Series 99TO, Series 63, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
02/01/2021 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NJ
12/05/2012 - 12/15/2015
PRUCO SECURITIES, LLC. (ISELIN NJ)
NJ
06/08/2010 - 12/06/2012
CANTOR FITZGERALD & CO. (SHREWSBURY NJ)
BC
Issued 10/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2020
Series 99TO - Operations Professional Examination
BC
Issued 06/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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