Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody James is a financial advisor who is registered with Sofi Wealth LLC. Cody has been working in the financial industry since 2017 and has experience with both Merrill Lynch and Edward Jones. Cody is licensed to offer financial advice in all 50 states and the District of Columbia. Cody holds the Series 66 and Series 7 licenses. Cody is also a spin instructor at City Fitness in Philadelphia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
04/13/2021 - Present
Sofi Wealth LLC (SAN FRANCISCO CA)
NJ
12/18/2017 - 03/27/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
03/27/2017 - 11/21/2017
EDWARD JONES (PARLIN NJ)
BOTH
Issued 06/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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