Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody J. Shannon is a registered representative currently affiliated with Fidelity Brokerage Services LLC. Cody has been in the financial services industry for over four years. Prior to joining Fidelity Brokerage Services LLC, Cody worked at National Financial Services LLC, Stonehaven, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cody is licensed in Massachusetts and Rhode Island and holds the Series 66, Series 7TO, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/11/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
10/11/2022 - 03/20/2024
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
NY
11/19/2021 - 09/01/2022
STONEHAVEN, LLC (NEW YORK NY)
RI
07/02/2019 - 07/12/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
BOTH
Issued 09/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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