Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody J Faust is a financial advisor who has been in the industry since 2016. Cody is currently registered with LPL Financial LLC in Kansas and Texas. Previously, Cody was registered with Cambridge Investment Research, Inc. and National Planning Corporation in Kansas. Cody has passed the Series 7, Series 66 and SIE exams. Cody provides financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services. Cody also specializes in working with pension consulting and educational seminars. Cody's office is located in Lawrence, Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KS
01/31/2024 - Present
LPL Financial LLC (Lawrence KS)
KS
09/15/2017 - 11/03/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Lawrence KS)
KS
09/23/2016 - 09/20/2017
NATIONAL PLANNING CORPORATION (Lawrence KS)
BOTH
Issued 03/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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