Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Hoffman is a financial advisor who has been in the industry since 2013. Cody is currently registered as a Registered Representative with Citigroup Global Markets Inc. Cody has worked in the past for CITI PRIVATE ADVISORY, LLC, SG AMERICAS SECURITIES, LLC, WTS PROPRIETARY TRADING GROUP LLC, DIMENSION BROKERAGE, LLC and METLIFE SECURITIES INC. Cody has passed exams SIE, Series 7, Series 6, Series 56, Series 31, Series 57TO and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
11/19/2018 - 08/19/2021
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
12/01/2015 - 10/24/2018
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
02/19/2013 - 06/04/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
03/28/2008 - 01/27/2009
DIMENSION BROKERAGE, LLC (NEW YORK NY)
NY
10/11/2007 - 10/30/2007
METLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/31/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2013
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 10/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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