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Cody Francis Vaughn

Thrivent Investment Management Inc.

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About Cody Francis Vaughn

Cody Vaughn is a financial advisor at Thrivent Investment Management Inc.. Cody has been in the financial services industry since 2008. Cody holds Series 6, 7, 63 and 65 licenses as well as the SIE exam. Cody has experience working with individuals, churches and non-profit sharing retirement accounts, corporations or other businesses and high-net-worth individuals. Cody specializes in financial planning and portfolio management.

Firm Information

Cody Vaughn is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cody Vaughn’s Registration & Firm History

MO

12/24/2014 - Present

Thrivent Investment Management Inc. (Saint Joseph MO)

MO

07/14/2008 - 01/06/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (KANSAS CITY MO)

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Licenses & Designations

IA

Issued 12/23/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2014

Series 7 - General Securities Representative Examination

BC

Issued 07/12/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cody Francis Vaughn.
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