Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Drummond is a financial advisor with over 6 years of experience in the industry. Cody is currently registered with Robinhood Financial, LLC. Cody's previous experience includes working at RBC Capital Markets, LLC, Morgan Stanley, and Charles Schwab & Co., Inc. Cody holds a number of licenses, including Series 3, Series 4, Series 7, Series 24, Series 57TO, Series 63, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/07/2021 - Present
Robinhood Financial, LLC (Denver CO)
CA
06/01/2020 - 02/04/2021
RBC CAPITAL MARKETS, LLC (EL SEGUNDO CA)
CA
10/25/2018 - 06/08/2020
MORGAN STANLEY (BEVERLY HILLS CA)
AZ
10/18/2016 - 06/11/2018
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 06/09/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/22/2021
Series 4 - Registered Options Principal Examination
BC
Issued 03/13/2024
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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