Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Callaway is a financial advisor with over 25 years of experience in the industry. Cody is a registered representative with LPL Financial LLC, a leading independent broker-dealer. Cody has a wide range of experience, having previously worked with Wells Fargo Advisors, Edward Jones, and other firms. Cody specializes in providing financial advice to individuals, businesses, and families. Cody offers a variety of financial services, including retirement planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
07/17/2020 - Present
LPL Financial LLC (BROKEN ARROW OK)
OK
04/26/2016 - 07/17/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BROKEN ARROW OK)
OK
08/24/2009 - 04/27/2016
EDWARD JONES (BROKEN ARROW OK)
PA
02/28/2008 - 07/30/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CA
11/09/2005 - 01/15/2008
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
02/25/1999 - 10/19/2005
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
NY
01/07/1997 - 06/30/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
VA
01/10/1995 - 04/05/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
IA
Issued 01/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/21/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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