Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Daniel Phelps is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Cody has been in the financial services industry since 2008. Cody is registered with the state of Iowa and Texas. Cody has a Series 63, 66, 7, 3, 24 and 53 securities license, as well as a Series 99TO and SIE license. Cody has been employed at Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. since 2018. Prior to that, Cody was employed at Broker Dealer Financial Services Corp. and Edward Jones. Cody provides financial planning, portfolio management for individuals and businesses, pension consulting, market timing services and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
10/24/2018 - Present
Cambridge Investment Research Advisors, Inc. (West Des Moines IA)
IA
09/19/2011 - 10/20/2018
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
06/14/2010 - 08/30/2011
EDWARD JONES (DES MOINES IA)
WI
10/29/2008 - 05/24/2010
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
BOTH
Issued 06/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/29/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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