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Cody Collier

Northwestern Mutual Investment Services, LLC

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About Cody Collier

Cody Collier is a registered representative and investment advisor representative with Northwestern Mutual Investment Services, LLC. Cody has been in the industry since 2015, and has experience with financial planning, investment research, and referrals to other advisors. Cody holds Series 7, 24, 26, 51, and 66 licenses, and has been registered in Michigan and Illinois. Cody previously worked with Paradigm Equities, Inc. and Mea Financial Services.

Firm Information

Cody Collier is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Cody Collier’s Registration & Firm History

MI

04/19/2022 - Present

Northwestern Mutual Investment Services, LLC (East Lansing MI)

MI

01/11/2016 - 03/15/2022

PARADIGM EQUITIES, INC. (EAST LANSING MI)

MI

02/13/2015 - 12/23/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (EAST LANSING MI)

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Licenses & Designations

BOTH

Issued 06/27/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/15/2017

Series 24 - General Securities Principal Examination

BC

Issued 05/25/2016

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 01/16/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cody Collier.
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