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Cody Collier

Northwestern Mutual Investment Services, LLC

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About Cody Collier

Cody Collier is a financial advisor with Northwestern Mutual Investment Services, LLC. Cody Collier has been in the industry since April 2015 and is registered in Michigan and Illinois. Cody Collier holds a Series 7, Series 66, Series 24, Series 26, and Series 51 license. Cody Collier has been with Northwestern Mutual since December 2012.

Firm Information

Cody Collier is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

2947 Eyde Pkwy Ste 210

East Lansing, MI 48823

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Cody Collier’s Registration & Firm History

MI

04/19/2022 - Present

Northwestern Mutual Investment Services, LLC (East Lansing MI)

MI

01/11/2016 - 03/15/2022

PARADIGM EQUITIES, INC. (EAST LANSING MI)

MI

02/13/2015 - 12/23/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (EAST LANSING MI)

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Licenses & Designations

BOTH

Issued 6/27/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 7/15/2017

Series 24 - General Securities Principal Examination

BC

Issued 5/25/2016

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 1/16/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cody Collier.
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