Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Christian Kaiser is a registered representative with Foreside Fund Services, LLC. Cody has been in the financial services industry since June 2015 and holds a Series 7, Series 63 and SIE licenses. Cody has previously worked at PACER FINANCIAL, INC., ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, JOHN CARRIS INVESTMENTS LLC and HFP CAPITAL MARKETS LLC. Cody is currently registered in Alabama, Florida, Georgia, Mississippi, Puerto Rico and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/17/2023 - Present
Foreside Fund Services, LLC (Garden City NY)
PA
04/19/2021 - 04/05/2023
PACER FINANCIAL, INC. (MALVERN PA)
NY
03/12/2015 - 02/11/2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NJ
03/25/2013 - 04/16/2013
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
NY
04/09/2012 - 03/18/2013
HFP CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 04/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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