Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Chavez is a financial advisor with Goldman Sachs & Co. LLC, a firm specializing in wealth management and investment services. With over 2 years of experience in the financial industry, Cody brings valuable insights to clients. Cody's expertise spans various aspects of financial planning, including investment management and portfolio management for individuals and pooled investment vehicles. Cody's commitment to providing personalized financial advice is evident in their dedication to understanding each client's unique goals and developing tailored strategies to achieve them. Before joining Goldman Sachs & Co. LLC, Cody held a position at CHARLES SCHWAB & CO., INC., gaining further experience in the industry. Cody's qualifications are further evidenced by their successful completion of several industry exams including Series 63, Series 7TO, Series 9, Series 10, and Series 4 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
TX
07/06/2022 - Present
Goldman Sachs & Co. LLC (Dallas TX)
TX
12/02/2019 - 09/20/2021
CHARLES SCHWAB & CO., INC. (Westlake TX)
BC
Issued 12/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/15/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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